Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$1.17M ﹤0.01%
+64,074
477
$1.16M ﹤0.01%
89,599
+59,213
478
$1.16M ﹤0.01%
+50,732
479
$1.16M ﹤0.01%
110,403
+22,588
480
$1.15M ﹤0.01%
3,356
+1,123
481
$1.15M ﹤0.01%
3,616
-828
482
$1.15M ﹤0.01%
+17,601
483
$1.15M ﹤0.01%
2,774
-3,555
484
$1.15M ﹤0.01%
+19,030
485
$1.15M ﹤0.01%
133,255
+98,093
486
$1.15M ﹤0.01%
821
+482
487
$1.15M ﹤0.01%
+3,000
488
$1.15M ﹤0.01%
34,734
+2,776
489
$1.15M ﹤0.01%
51,956
-26,079
490
$1.14M ﹤0.01%
20,915
+9,487
491
$1.13M ﹤0.01%
6,830
+3,500
492
$1.13M ﹤0.01%
29,390
-66,487
493
$1.12M ﹤0.01%
60,281
+46,787
494
$1.12M ﹤0.01%
14,854
+8,597
495
$1.12M ﹤0.01%
18,048
+17,628
496
$1.12M ﹤0.01%
+25,117
497
$1.12M ﹤0.01%
18,940
+18,870
498
$1.11M ﹤0.01%
9,729
+4,142
499
$1.11M ﹤0.01%
42,352
+25,647
500
$1.11M ﹤0.01%
83,630
+83,593