Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$836K ﹤0.01%
+42,710
477
$833K ﹤0.01%
10,357
+1,511
478
$824K ﹤0.01%
4,997
+3,907
479
$824K ﹤0.01%
11,053
-10,525
480
$823K ﹤0.01%
+212,057
481
$822K ﹤0.01%
29,580
+13,053
482
$822K ﹤0.01%
9,276
+962
483
$818K ﹤0.01%
6,725
+5,926
484
$815K ﹤0.01%
17,288
+10,124
485
$815K ﹤0.01%
51,491
+15,063
486
$815K ﹤0.01%
+3,083
487
$814K ﹤0.01%
43,250
-7,706
488
$814K ﹤0.01%
12,327
-7,068
489
$812K ﹤0.01%
10,508
-12,064
490
$809K ﹤0.01%
31,825
+3,586
491
$808K ﹤0.01%
+72,958
492
$807K ﹤0.01%
122,183
+119,196
493
$806K ﹤0.01%
73,659
+64,186
494
$804K ﹤0.01%
12,650
+4,654
495
$802K ﹤0.01%
+10,947
496
$799K ﹤0.01%
41,047
+40,992
497
$797K ﹤0.01%
+20,656
498
$795K ﹤0.01%
8,288
+6,415
499
$794K ﹤0.01%
87,815
-35,869
500
$793K ﹤0.01%
+79,585