Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$472K ﹤0.01%
26,947
-16,248
477
$471K ﹤0.01%
+6,798
478
$471K ﹤0.01%
17,532
+14,476
479
$468K ﹤0.01%
55,103
+40,690
480
$467K ﹤0.01%
28,767
+22,530
481
$458K ﹤0.01%
+21,477
482
$457K ﹤0.01%
+9,554
483
$457K ﹤0.01%
9,729
-3,173
484
$456K ﹤0.01%
13,136
+12,652
485
$454K ﹤0.01%
24,399
-6,488
486
$451K ﹤0.01%
+5,690
487
$450K ﹤0.01%
3,906
+1,720
488
$448K ﹤0.01%
+20,076
489
$447K ﹤0.01%
12,150
-1,415
490
$447K ﹤0.01%
15,240
+8,820
491
$447K ﹤0.01%
+73,082
492
$445K ﹤0.01%
20,758
-40,051
493
$445K ﹤0.01%
35,574
+33,011
494
$443K ﹤0.01%
17,360
+12,859
495
$443K ﹤0.01%
7,666
-119,294
496
$441K ﹤0.01%
42,042
-5,925
497
$441K ﹤0.01%
10,763
-50,266
498
$440K ﹤0.01%
+61,500
499
$439K ﹤0.01%
434
-924
500
$439K ﹤0.01%
7,950
-11,862