Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$467K ﹤0.01%
+12,167
477
$466K ﹤0.01%
+8,202
478
$464K ﹤0.01%
+12,178
479
$463K ﹤0.01%
57,591
+39,969
480
$462K ﹤0.01%
12,324
-1,581
481
$462K ﹤0.01%
+37,306
482
$462K ﹤0.01%
6,922
-2,628
483
$461K ﹤0.01%
+27,915
484
$457K ﹤0.01%
10,834
-16,020
485
$456K ﹤0.01%
+3,093
486
$455K ﹤0.01%
10,353
+3,890
487
$452K ﹤0.01%
32,137
+18,423
488
$452K ﹤0.01%
+25,376
489
$450K ﹤0.01%
35,887
+26,061
490
$447K ﹤0.01%
36,747
+12,099
491
$447K ﹤0.01%
27,260
+26,326
492
$445K ﹤0.01%
6,233
-37,116
493
$440K ﹤0.01%
+4,379
494
$439K ﹤0.01%
13,565
+2,774
495
$438K ﹤0.01%
18,814
+14,612
496
$434K ﹤0.01%
+42,855
497
$433K ﹤0.01%
+18,929
498
$432K ﹤0.01%
9,000
+6,561
499
$431K ﹤0.01%
42,105
+38,109
500
$430K ﹤0.01%
+60,772