Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$470K ﹤0.01%
36,067
+20,662
477
$470K ﹤0.01%
6,095
-5,100
478
$468K ﹤0.01%
17,577
+1,215
479
$467K ﹤0.01%
+5,439
480
$467K ﹤0.01%
+4,459
481
$467K ﹤0.01%
7,007
+2,779
482
$464K ﹤0.01%
12,639
+1,083
483
$463K ﹤0.01%
+23,836
484
$462K ﹤0.01%
25,230
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485
$461K ﹤0.01%
7,005
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486
$459K ﹤0.01%
+14,070
487
$457K ﹤0.01%
1,404
-4,688
488
$455K ﹤0.01%
904
-455
489
$453K ﹤0.01%
18,980
-20,630
490
$453K ﹤0.01%
+4,417
491
$452K ﹤0.01%
3,388
+2,614
492
$452K ﹤0.01%
1,574
-4,306
493
$451K ﹤0.01%
+4,064
494
$448K ﹤0.01%
14,107
-10,775
495
$447K ﹤0.01%
+8,034
496
$447K ﹤0.01%
3,499
-6,577
497
$447K ﹤0.01%
9,226
-9,873
498
$447K ﹤0.01%
+519
499
$446K ﹤0.01%
1,652
+798
500
$446K ﹤0.01%
6,769
+491