Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$10.1M 0.02%
154,390
+84,920
27
$9.98M 0.02%
+73,641
28
$9.45M 0.02%
144,443
+123,082
29
$9.34M 0.02%
78,947
+57,613
30
$9.05M 0.02%
157,528
-198,114
31
$8.86M 0.02%
+119,718
32
$8.44M 0.02%
16,871
+14,428
33
$8.4M 0.02%
137,557
-16,626
34
$8.1M 0.01%
34,341
+34,291
35
$7.43M 0.01%
116,132
-13,466
36
$7.18M 0.01%
295,429
+285,685
37
$7.17M 0.01%
39,073
+16,483
38
$7.05M 0.01%
20,704
+17,906
39
$7.05M 0.01%
32,397
+15,889
40
$6.85M 0.01%
31,528
+18,624
41
$6.82M 0.01%
167,959
+167,609
42
$6.79M 0.01%
+99,470
43
$6.74M 0.01%
550,304
+500,304
44
$6.69M 0.01%
84,844
+34,702
45
$6.64M 0.01%
265,627
-118,889
46
$6.49M 0.01%
108,878
-59,246
47
$6.48M 0.01%
280,550
+206,579
48
$6.39M 0.01%
+27,578
49
$6.02M 0.01%
24,456
+14,880
50
$5.93M 0.01%
+9,613