Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$10.6M 0.02%
170,070
+143,189
27
$10.4M 0.02%
4,482
+3,956
28
$10.3M 0.02%
97,139
+23,447
29
$9.91M 0.02%
98,308
+54,142
30
$9.86M 0.02%
+81,429
31
$9.8M 0.02%
+75,652
32
$9.79M 0.02%
358,236
+259,638
33
$9.79M 0.02%
162,680
+162,176
34
$8.86M 0.02%
+325,963
35
$8.83M 0.02%
+156,855
36
$8.4M 0.01%
395,705
+187,355
37
$7.93M 0.01%
79,949
+75,348
38
$7.71M 0.01%
48,368
+44,866
39
$7.7M 0.01%
287,177
+221,618
40
$7.67M 0.01%
40,260
-98,834
41
$7.62M 0.01%
+202,924
42
$7.42M 0.01%
357,327
+271,085
43
$7.25M 0.01%
+63,481
44
$7.24M 0.01%
+122,037
45
$7.15M 0.01%
219,332
+141,257
46
$7M 0.01%
+63,610
47
$6.87M 0.01%
+22,717
48
$6.52M 0.01%
+160,987
49
$6.4M 0.01%
+28,572
50
$6.36M 0.01%
70,805
+45,926