Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$626K ﹤0.01%
+10,862
452
$616K ﹤0.01%
48,694
+28,939
453
$615K ﹤0.01%
3,335
+2,504
454
$614K ﹤0.01%
17,530
+4,821
455
$613K ﹤0.01%
+79,171
456
$613K ﹤0.01%
43,964
-22,434
457
$610K ﹤0.01%
75,007
-169,707
458
$608K ﹤0.01%
1,304
+1,282
459
$608K ﹤0.01%
+14,044
460
$607K ﹤0.01%
152,245
+1,895
461
$605K ﹤0.01%
+20,751
462
$605K ﹤0.01%
12,226
+11,489
463
$605K ﹤0.01%
+201,007
464
$601K ﹤0.01%
152,592
+22,723
465
$600K ﹤0.01%
17,880
-16,250
466
$600K ﹤0.01%
121,010
+121,008
467
$597K ﹤0.01%
24,474
-39,000
468
$595K ﹤0.01%
+9,312
469
$593K ﹤0.01%
+8,419
470
$592K ﹤0.01%
5,483
-32,950
471
$583K ﹤0.01%
+15,731
472
$583K ﹤0.01%
154,037
+97,172
473
$582K ﹤0.01%
4,683
-115,945
474
$580K ﹤0.01%
21,658
-11,767
475
$578K ﹤0.01%
11,190
-3,230