Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$720K ﹤0.01%
11,418
-29,290
452
$715K ﹤0.01%
100,220
+49,105
453
$714K ﹤0.01%
12,183
+7,349
454
$714K ﹤0.01%
9,891
+8,788
455
$712K ﹤0.01%
15,471
+5,397
456
$711K ﹤0.01%
21,017
+18,421
457
$701K ﹤0.01%
+97,943
458
$694K ﹤0.01%
+48,757
459
$693K ﹤0.01%
7,783
-10,922
460
$692K ﹤0.01%
9,955
-4,732
461
$690K ﹤0.01%
4,017
-12,080
462
$685K ﹤0.01%
11,360
-9,399
463
$684K ﹤0.01%
+28,947
464
$682K ﹤0.01%
242,075
+9,227
465
$681K ﹤0.01%
160,409
-2,490
466
$679K ﹤0.01%
12,707
+8,276
467
$676K ﹤0.01%
32,066
-334
468
$674K ﹤0.01%
120,386
+19,791
469
$668K ﹤0.01%
+47,005
470
$667K ﹤0.01%
11,986
+11,754
471
$659K ﹤0.01%
12,044
-37,814
472
$658K ﹤0.01%
69,848
+40,933
473
$652K ﹤0.01%
42,773
+26,017
474
$647K ﹤0.01%
+2,365
475
$644K ﹤0.01%
31,663
+29,732