Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$1.26M ﹤0.01%
+42,013
452
$1.26M ﹤0.01%
64,760
-40,760
453
$1.25M ﹤0.01%
51,152
-39,705
454
$1.25M ﹤0.01%
234,545
-1,109,224
455
$1.25M ﹤0.01%
17,226
+15,336
456
$1.24M ﹤0.01%
37,111
+34,565
457
$1.22M ﹤0.01%
26,049
+17,563
458
$1.22M ﹤0.01%
2,830
+2,176
459
$1.21M ﹤0.01%
+26,978
460
$1.2M ﹤0.01%
6,855
-17,305
461
$1.2M ﹤0.01%
129,017
+64,217
462
$1.2M ﹤0.01%
27,116
+14,087
463
$1.2M ﹤0.01%
+9,211
464
$1.2M ﹤0.01%
33,205
+8,284
465
$1.19M ﹤0.01%
+27,473
466
$1.19M ﹤0.01%
130,107
+79,037
467
$1.18M ﹤0.01%
+94,083
468
$1.18M ﹤0.01%
+2,292
469
$1.18M ﹤0.01%
10,114
-243
470
$1.18M ﹤0.01%
2,464
+832
471
$1.17M ﹤0.01%
+17,722
472
$1.17M ﹤0.01%
38,410
+19,361
473
$1.17M ﹤0.01%
6,711
+337
474
$1.17M ﹤0.01%
7,411
+3,302
475
$1.17M ﹤0.01%
14,440
+8,652