Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$919K ﹤0.01%
131,002
+49,604
452
$919K ﹤0.01%
68,665
+49,138
453
$913K ﹤0.01%
21,806
+3,228
454
$907K ﹤0.01%
15,597
+13,291
455
$906K ﹤0.01%
67,988
+46,938
456
$906K ﹤0.01%
68,917
+64,536
457
$900K ﹤0.01%
+32,719
458
$898K ﹤0.01%
+2,338
459
$897K ﹤0.01%
19,478
+19,078
460
$896K ﹤0.01%
34,797
+19,709
461
$895K ﹤0.01%
+37,863
462
$891K ﹤0.01%
16,740
+10,792
463
$883K ﹤0.01%
+22,056
464
$881K ﹤0.01%
16,367
+15,663
465
$878K ﹤0.01%
60,413
-8,495
466
$870K ﹤0.01%
43,312
-11,321
467
$867K ﹤0.01%
7,961
+7,146
468
$863K ﹤0.01%
7,318
-14,708
469
$862K ﹤0.01%
5,816
+3,383
470
$861K ﹤0.01%
73,423
-65,565
471
$860K ﹤0.01%
+2,349
472
$855K ﹤0.01%
52,449
+24,545
473
$853K ﹤0.01%
+9,779
474
$853K ﹤0.01%
26,839
-3,368
475
$847K ﹤0.01%
+18,362