Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$515K ﹤0.01%
38,148
+19,860
452
$512K ﹤0.01%
19,004
+11,054
453
$509K ﹤0.01%
39,956
+32,505
454
$507K ﹤0.01%
12,365
+5,892
455
$503K ﹤0.01%
6,231
+5,588
456
$502K ﹤0.01%
+6,828
457
$497K ﹤0.01%
2,810
+2,177
458
$492K ﹤0.01%
30,887
+26,763
459
$491K ﹤0.01%
+4,818
460
$490K ﹤0.01%
66,256
-8,381
461
$490K ﹤0.01%
+60,844
462
$488K ﹤0.01%
37,379
+23,678
463
$487K ﹤0.01%
13,881
+6,568
464
$486K ﹤0.01%
+9,577
465
$484K ﹤0.01%
59,852
-17,146
466
$482K ﹤0.01%
+76,394
467
$479K ﹤0.01%
+19,577
468
$478K ﹤0.01%
8,253
-16,902
469
$478K ﹤0.01%
+2,062
470
$477K ﹤0.01%
38,754
+18,436
471
$475K ﹤0.01%
21,075
+12,166
472
$474K ﹤0.01%
135,594
+126,691
473
$473K ﹤0.01%
4,597
+3,856
474
$472K ﹤0.01%
+11,454
475
$469K ﹤0.01%
5,344
+3,129