Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$427K ﹤0.01%
102,733
+62,339
452
$423K ﹤0.01%
+6,452
453
$421K ﹤0.01%
6,508
+3,224
454
$420K ﹤0.01%
+4,160
455
$420K ﹤0.01%
32,023
-30,102
456
$419K ﹤0.01%
+5,416
457
$418K ﹤0.01%
20,813
+6,099
458
$418K ﹤0.01%
9,043
-28,074
459
$417K ﹤0.01%
+8,666
460
$416K ﹤0.01%
+29,761
461
$414K ﹤0.01%
+18,502
462
$413K ﹤0.01%
3,486
+3,461
463
$409K ﹤0.01%
+59,240
464
$406K ﹤0.01%
+2,218
465
$405K ﹤0.01%
16,179
-13,980
466
$404K ﹤0.01%
+17,555
467
$402K ﹤0.01%
+4,496
468
$401K ﹤0.01%
5,145
-2,185
469
$401K ﹤0.01%
+6,706
470
$398K ﹤0.01%
+90,518
471
$398K ﹤0.01%
45,822
+26,995
472
$397K ﹤0.01%
12,096
-18,597
473
$397K ﹤0.01%
3,000
+2,500
474
$396K ﹤0.01%
23,498
-4,000
475
$394K ﹤0.01%
7,554
+5,132