Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$423K ﹤0.01%
+3,560
452
$423K ﹤0.01%
9,601
+356
453
$420K ﹤0.01%
23,103
+20,643
454
$419K ﹤0.01%
17,148
+15,538
455
$417K ﹤0.01%
+4,201
456
$417K ﹤0.01%
+6,709
457
$416K ﹤0.01%
43,790
+10,023
458
$414K ﹤0.01%
24,248
+17,717
459
$410K ﹤0.01%
+24,621
460
$408K ﹤0.01%
+11,156
461
$406K ﹤0.01%
23,172
+19,363
462
$403K ﹤0.01%
22,126
+14,612
463
$402K ﹤0.01%
26,589
+20,609
464
$401K ﹤0.01%
1,189
-975
465
$399K ﹤0.01%
38,603
-49,189
466
$398K ﹤0.01%
12,580
-43,334
467
$396K ﹤0.01%
+5,489
468
$396K ﹤0.01%
17,150
+3,286
469
$395K ﹤0.01%
+28,318
470
$395K ﹤0.01%
+42,457
471
$391K ﹤0.01%
7,405
-5,599
472
$391K ﹤0.01%
38,948
+9,074
473
$387K ﹤0.01%
+13,442
474
$386K ﹤0.01%
18,501
+18,301
475
$384K ﹤0.01%
72,107
-23,840