Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$209K 0.02%
+7,322
452
$209K 0.02%
+8,727
453
$209K 0.02%
4,426
+2,105
454
$209K 0.02%
586
+208
455
$208K 0.02%
+7,844
456
$208K 0.02%
2,620
-6,022
457
$208K 0.02%
+36
458
$207K 0.02%
4,952
-11,456
459
$206K 0.02%
4,891
+2,285
460
$205K 0.02%
11,812
-2,058
461
$204K 0.02%
2,910
-1,114
462
$204K 0.02%
+4,557
463
$204K 0.02%
1,488
-1,483
464
$204K 0.02%
5,176
+4,355
465
$204K 0.02%
3,110
+1,633
466
$204K 0.02%
+4,304
467
$203K 0.01%
+12,694
468
$203K 0.01%
26,684
+21,988
469
$203K 0.01%
2,700
+1,875
470
$202K 0.01%
+5,756
471
$200K 0.01%
+2,946
472
$199K 0.01%
11,004
+3,524
473
$199K 0.01%
+2,186
474
$199K 0.01%
11,240
-59,184
475
$199K 0.01%
+3,015