Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$1.13M ﹤0.01%
77,719
+69,829
427
$1.12M ﹤0.01%
44,061
-780
428
$1.11M ﹤0.01%
7,139
+2,409
429
$1.11M ﹤0.01%
+17,240
430
$1.11M ﹤0.01%
+365,539
431
$1.11M ﹤0.01%
+16,712
432
$1.11M ﹤0.01%
73,152
+36,653
433
$1.1M ﹤0.01%
5,043
+4,926
434
$1.1M ﹤0.01%
43,988
+25,365
435
$1.09M ﹤0.01%
+5,718
436
$1.09M ﹤0.01%
+19,668
437
$1.09M ﹤0.01%
+19,836
438
$1.07M ﹤0.01%
8,341
-6,332
439
$1.07M ﹤0.01%
4,807
+3,694
440
$1.06M ﹤0.01%
57,376
-2,989
441
$1.06M ﹤0.01%
+3,937
442
$1.05M ﹤0.01%
66,347
+40,126
443
$1.04M ﹤0.01%
37,999
-9,006
444
$1.04M ﹤0.01%
142,649
-258,030
445
$1.04M ﹤0.01%
2,995
-6,992
446
$1.04M ﹤0.01%
+18,517
447
$1.03M ﹤0.01%
41,934
+40,318
448
$1.02M ﹤0.01%
8,813
-20,833
449
$1.02M ﹤0.01%
7,244
-16,896
450
$1.02M ﹤0.01%
66,004
+18,363