Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$679K ﹤0.01%
3,200
-282
427
$679K ﹤0.01%
+17,562
428
$677K ﹤0.01%
2,961
+667
429
$674K ﹤0.01%
22,018
+15,991
430
$673K ﹤0.01%
+5,767
431
$672K ﹤0.01%
57,465
+50,003
432
$672K ﹤0.01%
18,393
+13,647
433
$670K ﹤0.01%
120,150
+119,672
434
$668K ﹤0.01%
+67,325
435
$664K ﹤0.01%
+11,176
436
$662K ﹤0.01%
43,116
-39,564
437
$657K ﹤0.01%
40,318
+19,945
438
$656K ﹤0.01%
953
-8,029
439
$655K ﹤0.01%
29,163
-5,774
440
$654K ﹤0.01%
18,554
-14,720
441
$654K ﹤0.01%
24,259
+22,308
442
$652K ﹤0.01%
5,755
+5,508
443
$644K ﹤0.01%
3,594
+3,268
444
$644K ﹤0.01%
+10,111
445
$643K ﹤0.01%
13,142
-18,799
446
$641K ﹤0.01%
11,972
+9,851
447
$637K ﹤0.01%
26,477
+25,439
448
$630K ﹤0.01%
7,835
+5,745
449
$628K ﹤0.01%
4,292
-12,728
450
$628K ﹤0.01%
5,487
+2,931