Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$782K ﹤0.01%
+309,194
427
$777K ﹤0.01%
+118,868
428
$773K ﹤0.01%
19,544
-504
429
$772K ﹤0.01%
+28,680
430
$772K ﹤0.01%
23,370
+4,730
431
$769K ﹤0.01%
3,774
-5,576
432
$768K ﹤0.01%
196,006
-2,455
433
$768K ﹤0.01%
16,316
-26,851
434
$765K ﹤0.01%
+19,407
435
$764K ﹤0.01%
67,329
+60,844
436
$764K ﹤0.01%
+3,431
437
$759K ﹤0.01%
6,379
+150
438
$756K ﹤0.01%
30,078
-9,658
439
$754K ﹤0.01%
63,293
+61,109
440
$753K ﹤0.01%
94,308
-158,064
441
$752K ﹤0.01%
12,048
-5,548
442
$752K ﹤0.01%
23,366
+3,825
443
$747K ﹤0.01%
+83,566
444
$745K ﹤0.01%
+2,800
445
$743K ﹤0.01%
40,268
+7,213
446
$743K ﹤0.01%
94,894
+33,645
447
$737K ﹤0.01%
109,629
-120,592
448
$732K ﹤0.01%
179,592
+46,603
449
$730K ﹤0.01%
102,597
+67,702
450
$725K ﹤0.01%
+48,879