Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$580K ﹤0.01%
4,381
+1,793
427
$577K ﹤0.01%
+22,684
428
$576K ﹤0.01%
+19,645
429
$575K ﹤0.01%
94,610
-53,033
430
$574K ﹤0.01%
30,462
+25,593
431
$574K ﹤0.01%
+14,167
432
$571K ﹤0.01%
+33,348
433
$566K ﹤0.01%
8,258
+4,968
434
$564K ﹤0.01%
27,187
+26,041
435
$561K ﹤0.01%
21,885
+15,575
436
$554K ﹤0.01%
75,929
-19,188
437
$546K ﹤0.01%
+5,746
438
$543K ﹤0.01%
+12,902
439
$536K ﹤0.01%
45,477
-12,794
440
$535K ﹤0.01%
45,913
+37,727
441
$534K ﹤0.01%
+8,740
442
$525K ﹤0.01%
+12,942
443
$524K ﹤0.01%
+6,728
444
$524K ﹤0.01%
+10,376
445
$524K ﹤0.01%
+88,373
446
$523K ﹤0.01%
+1,680
447
$522K ﹤0.01%
54,323
+10,124
448
$522K ﹤0.01%
10,689
+2,689
449
$521K ﹤0.01%
+345,575
450
$515K ﹤0.01%
31,620
+26,396