Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.02B
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,607
New
Increased
Reduced
Closed

Top Buys

1 +$48.9M
2 +$25.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
FDX icon
FedEx
FDX
+$13.6M

Top Sells

1 +$62.1M
2 +$36.4M
3 +$17.5M
4
NFLX icon
Netflix
NFLX
+$16.3M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.6M

Sector Composition

1 Consumer Discretionary 16.74%
2 Technology 16.32%
3 Healthcare 12.17%
4 Industrials 12.14%
5 Communication Services 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$437K ﹤0.01%
30,633
-1,369
427
$435K ﹤0.01%
11,809
-3,520
428
$435K ﹤0.01%
81,952
+68,798
429
$435K ﹤0.01%
91,535
+32,354
430
$433K ﹤0.01%
10,818
+10,346
431
$430K ﹤0.01%
25,993
+12,246
432
$429K ﹤0.01%
396
-1,580
433
$427K ﹤0.01%
+8,987
434
$424K ﹤0.01%
+12,062
435
$421K ﹤0.01%
10,020
+1,375
436
$420K ﹤0.01%
+4,774
437
$420K ﹤0.01%
+65,047
438
$418K ﹤0.01%
11,888
+10,824
439
$416K ﹤0.01%
36,738
+35,920
440
$416K ﹤0.01%
8,500
+454
441
$415K ﹤0.01%
+7,023
442
$414K ﹤0.01%
+14,563
443
$411K ﹤0.01%
6,841
-6,431
444
$409K ﹤0.01%
6,983
+2,496
445
$407K ﹤0.01%
9,669
+5,432
446
$407K ﹤0.01%
+1,084
447
$404K ﹤0.01%
+17,411
448
$401K ﹤0.01%
11,557
-54,306
449
$396K ﹤0.01%
3,854
-45,736
450
$395K ﹤0.01%
4,528
-3,655