Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$404K ﹤0.01%
11,209
-10,344
427
$401K ﹤0.01%
+11,528
428
$397K ﹤0.01%
4,670
-4,553
429
$397K ﹤0.01%
+17,548
430
$396K ﹤0.01%
5,188
+4,649
431
$389K ﹤0.01%
58,586
+45,657
432
$388K ﹤0.01%
+21,710
433
$388K ﹤0.01%
43,407
+27,584
434
$387K ﹤0.01%
7,449
+1,705
435
$386K ﹤0.01%
6,273
+5,198
436
$385K ﹤0.01%
17,201
-31,728
437
$382K ﹤0.01%
33,767
-3,901
438
$377K ﹤0.01%
95,947
+64,002
439
$375K ﹤0.01%
7,872
+7,712
440
$375K ﹤0.01%
17,835
+12,738
441
$371K ﹤0.01%
+7,354
442
$369K ﹤0.01%
+15,409
443
$369K ﹤0.01%
9,590
+5,363
444
$368K ﹤0.01%
17,027
+13,918
445
$368K ﹤0.01%
+19,880
446
$367K ﹤0.01%
+10,395
447
$367K ﹤0.01%
4,396
+330
448
$366K ﹤0.01%
10,865
+3,612
449
$365K ﹤0.01%
+12,388
450
$365K ﹤0.01%
+5,177