Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$294K 0.02%
+18,588
427
$293K 0.02%
23,984
-22,735
428
$293K 0.02%
+62,981
429
$291K 0.02%
8,656
+7,137
430
$289K 0.02%
3,476
-1,060
431
$287K 0.02%
26,848
+21,512
432
$286K 0.02%
11,477
+10,381
433
$285K 0.02%
+8,492
434
$284K 0.02%
+17,882
435
$284K 0.02%
10,785
-21,203
436
$283K 0.02%
4,564
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437
$282K 0.02%
+14,088
438
$279K 0.02%
11,249
-366
439
$279K 0.02%
10,968
-13,636
440
$278K 0.02%
4,723
+4,129
441
$278K 0.02%
338
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442
$277K 0.02%
11,663
+10,407
443
$275K 0.02%
15,266
+3,310
444
$275K 0.02%
+35,689
445
$274K 0.02%
42,063
+41,001
446
$272K 0.02%
5,476
+700
447
$271K 0.02%
20,532
+3,361
448
$270K 0.02%
+11,045
449
$268K 0.02%
+12,750
450
$267K 0.02%
+34,500