Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$1.15M ﹤0.01%
+19,067
402
$1.14M ﹤0.01%
70,741
+54,409
403
$1.14M ﹤0.01%
93,678
-91,279
404
$1.14M ﹤0.01%
+4,829
405
$1.14M ﹤0.01%
51,659
-66,244
406
$1.13M ﹤0.01%
14,034
+27
407
$1.12M ﹤0.01%
+3,410
408
$1.12M ﹤0.01%
+40,049
409
$1.12M ﹤0.01%
297,844
+236,382
410
$1.12M ﹤0.01%
37,536
+34,695
411
$1.11M ﹤0.01%
75,515
+31,782
412
$1.11M ﹤0.01%
114,249
-94,965
413
$1.1M ﹤0.01%
105,614
-239,278
414
$1.1M ﹤0.01%
294,560
-1,216,407
415
$1.1M ﹤0.01%
3,865
+583
416
$1.09M ﹤0.01%
2,596
-96,144
417
$1.09M ﹤0.01%
276,085
-168,516
418
$1.09M ﹤0.01%
+10,933
419
$1.08M ﹤0.01%
35,963
-29,981
420
$1.08M ﹤0.01%
42,477
+3,662
421
$1.07M ﹤0.01%
29,407
-13,067
422
$1.07M ﹤0.01%
4,569
+707
423
$1.07M ﹤0.01%
+35,677
424
$1.07M ﹤0.01%
+26,809
425
$1.06M ﹤0.01%
+7,399