Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$869K ﹤0.01%
51,418
+14,399
402
$864K ﹤0.01%
186,006
-600,428
403
$851K ﹤0.01%
41,576
-33,367
404
$850K ﹤0.01%
29,512
+6,911
405
$848K ﹤0.01%
24,015
+15,123
406
$845K ﹤0.01%
36,651
+4,522
407
$842K ﹤0.01%
38,560
+11,104
408
$841K ﹤0.01%
20,866
+2,273
409
$838K ﹤0.01%
+33,210
410
$832K ﹤0.01%
297,232
+51,312
411
$831K ﹤0.01%
46,366
-51,692
412
$830K ﹤0.01%
22,155
-14,692
413
$815K ﹤0.01%
307,757
+247,478
414
$814K ﹤0.01%
8,095
+6,831
415
$807K ﹤0.01%
129,200
-43,158
416
$804K ﹤0.01%
+12,653
417
$803K ﹤0.01%
235,911
+50,106
418
$801K ﹤0.01%
112,199
+99,586
419
$801K ﹤0.01%
19,035
-615
420
$800K ﹤0.01%
64,804
-38,994
421
$798K ﹤0.01%
6,241
-3,528
422
$792K ﹤0.01%
+17,490
423
$789K ﹤0.01%
+6,850
424
$785K ﹤0.01%
27,917
-14,035
425
$785K ﹤0.01%
24,709
-3,867