Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$1.44M ﹤0.01%
7,136
-1,055
402
$1.44M ﹤0.01%
51,298
-2,244
403
$1.44M ﹤0.01%
42,713
404
$1.43M ﹤0.01%
17,432
+3
405
$1.42M ﹤0.01%
22,310
-1,900
406
$1.41M ﹤0.01%
48,464
+7
407
$1.41M ﹤0.01%
16,779
-300
408
$1.41M ﹤0.01%
21,895
+5,406
409
$1.41M ﹤0.01%
1,807
+60
410
$1.41M ﹤0.01%
233,073
+11,560
411
$1.4M ﹤0.01%
3,108
+644
412
$1.4M ﹤0.01%
10,262
-100
413
$1.4M ﹤0.01%
10,898
-200
414
$1.4M ﹤0.01%
342
+31
415
$1.4M ﹤0.01%
82,835
-754
416
$1.4M ﹤0.01%
8,047
417
$1.39M ﹤0.01%
23,934
+1,511
418
$1.39M ﹤0.01%
20,590
-26
419
$1.38M ﹤0.01%
10,107
-809
420
$1.38M ﹤0.01%
39,941
+45
421
$1.38M ﹤0.01%
56,149
422
$1.38M ﹤0.01%
128,091
+1,130
423
$1.38M ﹤0.01%
27,552
+600
424
$1.37M ﹤0.01%
33,947
-3,000
425
$1.37M ﹤0.01%
214,936
+9,686