Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$1.45M ﹤0.01%
118,738
+61,316
402
$1.45M ﹤0.01%
33,936
+14,902
403
$1.44M ﹤0.01%
42,713
+4,784
404
$1.43M ﹤0.01%
17,429
+11,108
405
$1.43M ﹤0.01%
36,947
+28,743
406
$1.43M ﹤0.01%
+110,501
407
$1.43M ﹤0.01%
11,016
+613
408
$1.42M ﹤0.01%
11,098
+10,163
409
$1.42M ﹤0.01%
+5,586
410
$1.4M ﹤0.01%
10,362
+6,071
411
$1.4M ﹤0.01%
17,079
+12,223
412
$1.4M ﹤0.01%
83,589
-4,915
413
$1.4M ﹤0.01%
+8,047
414
$1.4M ﹤0.01%
48,457
+23,301
415
$1.39M ﹤0.01%
+20,616
416
$1.39M ﹤0.01%
114,237
+29,442
417
$1.39M ﹤0.01%
+16,860
418
$1.38M ﹤0.01%
39,896
+24,292
419
$1.38M ﹤0.01%
+2,463
420
$1.37M ﹤0.01%
5,673
+5,446
421
$1.37M ﹤0.01%
14,470
+3,417
422
$1.37M ﹤0.01%
56,149
+27,922
423
$1.37M ﹤0.01%
1,747
+1,710
424
$1.37M ﹤0.01%
311
-103
425
$1.36M ﹤0.01%
130,711
-284,582