Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$617K ﹤0.01%
51,856
+37,510
402
$616K ﹤0.01%
12,554
-27,695
403
$616K ﹤0.01%
4,112
-1,232
404
$616K ﹤0.01%
541
-8
405
$609K ﹤0.01%
+4,738
406
$607K ﹤0.01%
2,664
-146
407
$606K ﹤0.01%
44,648
-71,938
408
$604K ﹤0.01%
+330,298
409
$600K ﹤0.01%
85,359
+26,379
410
$599K ﹤0.01%
7,898
-78,533
411
$591K ﹤0.01%
1,620
+417
412
$585K ﹤0.01%
+13,187
413
$584K ﹤0.01%
28,100
-5,248
414
$582K ﹤0.01%
146,705
+121,260
415
$580K ﹤0.01%
9,791
+9,591
416
$578K ﹤0.01%
12,749
+11,455
417
$578K ﹤0.01%
46,786
+46,118
418
$575K ﹤0.01%
64,240
+40,558
419
$572K ﹤0.01%
17,951
-215,049
420
$569K ﹤0.01%
15,142
-10,122
421
$569K ﹤0.01%
3,811
-570
422
$566K ﹤0.01%
+43,947
423
$564K ﹤0.01%
22,713
-26,093
424
$562K ﹤0.01%
37,609
-4,496
425
$562K ﹤0.01%
13,032
-18,244