Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$638K ﹤0.01%
+40,545
402
$636K ﹤0.01%
7,365
+6,343
403
$635K ﹤0.01%
52,152
+50,217
404
$632K ﹤0.01%
45,488
+24,520
405
$631K ﹤0.01%
+12,791
406
$629K ﹤0.01%
+11,622
407
$628K ﹤0.01%
3,702
+1,514
408
$617K ﹤0.01%
+21,962
409
$615K ﹤0.01%
89,108
+84,508
410
$613K ﹤0.01%
52,255
+39,204
411
$612K ﹤0.01%
15,762
+9,198
412
$610K ﹤0.01%
20,321
-45,581
413
$610K ﹤0.01%
+8,622
414
$608K ﹤0.01%
17,154
+8,708
415
$607K ﹤0.01%
+4,448
416
$606K ﹤0.01%
25,676
+17,967
417
$604K ﹤0.01%
29,483
+29,398
418
$596K ﹤0.01%
3,251
+2,447
419
$596K ﹤0.01%
38,825
+1,268
420
$592K ﹤0.01%
30,992
+26,482
421
$591K ﹤0.01%
26,424
-43,016
422
$590K ﹤0.01%
+13,044
423
$590K ﹤0.01%
38,872
+31,491
424
$587K ﹤0.01%
21,888
+2,350
425
$583K ﹤0.01%
32,425
-7,263