Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$533K ﹤0.01%
5,590
+1,710
402
$528K ﹤0.01%
+8,667
403
$528K ﹤0.01%
4,165
-2,959
404
$525K ﹤0.01%
24,193
+13,518
405
$523K ﹤0.01%
100,088
+5,421
406
$520K ﹤0.01%
+15,020
407
$519K ﹤0.01%
+2,765
408
$518K ﹤0.01%
+5,189
409
$517K ﹤0.01%
11,706
+6,757
410
$511K ﹤0.01%
12,530
+11,885
411
$510K ﹤0.01%
+6,202
412
$507K ﹤0.01%
14,347
-7,652
413
$507K ﹤0.01%
9,215
+4,323
414
$504K ﹤0.01%
18,609
-1,101
415
$498K ﹤0.01%
+37,779
416
$498K ﹤0.01%
16,379
+7,077
417
$494K ﹤0.01%
35,645
-23,171
418
$493K ﹤0.01%
+4,269
419
$492K ﹤0.01%
13,756
+8,314
420
$492K ﹤0.01%
+9,187
421
$491K ﹤0.01%
+44,319
422
$489K ﹤0.01%
2,391
-733
423
$485K ﹤0.01%
13,144
+9,352
424
$485K ﹤0.01%
8,385
+7,938
425
$483K ﹤0.01%
+5,053