Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$499K ﹤0.01%
+9,781
402
$494K ﹤0.01%
9,022
-3,947
403
$494K ﹤0.01%
+9,033
404
$493K ﹤0.01%
13,298
+12,319
405
$493K ﹤0.01%
+12,006
406
$493K ﹤0.01%
+19,169
407
$492K ﹤0.01%
7,496
+4,556
408
$491K ﹤0.01%
11,607
+10,722
409
$490K ﹤0.01%
35,724
-85,297
410
$489K ﹤0.01%
+22,043
411
$487K ﹤0.01%
+7,369
412
$484K ﹤0.01%
+8,440
413
$483K ﹤0.01%
11,134
+11,061
414
$483K ﹤0.01%
+15,017
415
$482K ﹤0.01%
+25,273
416
$478K ﹤0.01%
+14,375
417
$476K ﹤0.01%
3,802
-5
418
$475K ﹤0.01%
13,596
-35,986
419
$475K ﹤0.01%
+17,013
420
$472K ﹤0.01%
+6,645
421
$471K ﹤0.01%
13,386
-57,225
422
$470K ﹤0.01%
13,664
+2,046
423
$470K ﹤0.01%
19,766
-10,880
424
$469K ﹤0.01%
+11,404
425
$465K ﹤0.01%
+31,088