Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$633K ﹤0.01%
7,566
-25,470
402
$617K ﹤0.01%
+16,362
403
$611K ﹤0.01%
+3,844
404
$607K ﹤0.01%
+20,386
405
$607K ﹤0.01%
+10,017
406
$603K ﹤0.01%
8,740
+8,426
407
$603K ﹤0.01%
65,622
+59,017
408
$600K ﹤0.01%
9,267
-443
409
$598K ﹤0.01%
+1,942
410
$595K ﹤0.01%
+8,710
411
$594K ﹤0.01%
16,865
+16,539
412
$590K ﹤0.01%
11,702
+5,753
413
$590K ﹤0.01%
+5,117
414
$588K ﹤0.01%
10,894
-83,470
415
$588K ﹤0.01%
+5,896
416
$586K ﹤0.01%
10,915
-5,827
417
$586K ﹤0.01%
13,383
+3,624
418
$585K ﹤0.01%
+25,788
419
$584K ﹤0.01%
19,829
+8,854
420
$577K ﹤0.01%
12,561
-108
421
$573K ﹤0.01%
8,999
+5,784
422
$572K ﹤0.01%
8,225
+5,853
423
$572K ﹤0.01%
3,655
+3,332
424
$570K ﹤0.01%
22,093
+21,367
425
$569K ﹤0.01%
+15,548