Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
401
$323K 0.02%
32,801
+27,465
402
$321K 0.02%
+10,582
403
$319K 0.02%
9,134
+8,802
404
$316K 0.02%
+3,985
405
$315K 0.02%
9,327
-4,297
406
$315K 0.02%
+11,618
407
$314K 0.02%
+13,252
408
$314K 0.02%
+368
409
$312K 0.02%
62,053
+6,067
410
$312K 0.02%
102
+62
411
$307K 0.02%
37,188
+34,263
412
$305K 0.02%
43,359
+16,365
413
$304K 0.02%
5,636
-1,073
414
$301K 0.02%
5,925
+985
415
$301K 0.02%
+3,850
416
$301K 0.02%
+14,302
417
$300K 0.02%
41
+32
418
$299K 0.02%
+7,970
419
$299K 0.02%
30,139
+25,411
420
$298K 0.02%
3,538
-1,575
421
$297K 0.02%
+13,694
422
$297K 0.02%
7,417
-6,166
423
$297K 0.02%
28,791
+18,078
424
$295K 0.02%
+3,545
425
$294K 0.02%
+7,792