Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$1.12M 0.03%
14,727
+4,121
377
$1.11M 0.03%
+7,031
378
$1.11M 0.03%
196,242
+95,576
379
$1.11M 0.03%
+77,994
380
$1.11M 0.03%
74,639
+69,547
381
$1.1M 0.03%
395,421
+256,420
382
$1.1M 0.03%
21,896
-60
383
$1.1M 0.03%
61,697
+18,954
384
$1.08M 0.03%
23,467
+23,198
385
$1.07M 0.03%
127,346
-109,212
386
$1.07M 0.03%
+7,871
387
$1.07M 0.03%
22,796
-3,857
388
$1.07M 0.03%
36,208
+15,858
389
$1.07M 0.03%
+4,659
390
$1.06M 0.03%
25,328
+22,030
391
$1.06M 0.03%
29,849
+24,838
392
$1.06M 0.03%
+5,269
393
$1.06M 0.03%
+23,036
394
$1.04M 0.03%
+51,680
395
$1.04M 0.03%
641,307
-140,271
396
$1.04M 0.03%
28,074
+21,538
397
$1.03M 0.03%
15,319
+3,745
398
$1.03M 0.03%
+103,212
399
$1.03M 0.03%
598,648
+186,967
400
$1.02M 0.03%
50,227
-38,252