Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$1.31M ﹤0.01%
96,482
+67,532
377
$1.3M ﹤0.01%
+59,058
378
$1.3M ﹤0.01%
+15,379
379
$1.29M ﹤0.01%
229,867
+28,661
380
$1.29M ﹤0.01%
+9,059
381
$1.28M ﹤0.01%
+31,836
382
$1.28M ﹤0.01%
414,717
-308,922
383
$1.27M ﹤0.01%
31,863
-552,060
384
$1.27M ﹤0.01%
+15,406
385
$1.26M ﹤0.01%
25,189
+13,423
386
$1.26M ﹤0.01%
42,435
+10,465
387
$1.25M ﹤0.01%
37,041
+11,161
388
$1.24M ﹤0.01%
23,029
+14,771
389
$1.24M ﹤0.01%
12,918
-17,053
390
$1.23M ﹤0.01%
23,525
-18,844
391
$1.23M ﹤0.01%
14,007
-27,960
392
$1.22M ﹤0.01%
+36,585
393
$1.22M ﹤0.01%
32,944
+25,197
394
$1.22M ﹤0.01%
88,159
+80,635
395
$1.22M ﹤0.01%
37,143
+9,067
396
$1.21M ﹤0.01%
25,531
+16,867
397
$1.21M ﹤0.01%
17,390
-17,675
398
$1.21M ﹤0.01%
+4,876
399
$1.21M ﹤0.01%
8,345
-5,098
400
$1.2M ﹤0.01%
+33,914