Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$984K ﹤0.01%
31,073
+20,881
377
$981K ﹤0.01%
+96,614
378
$977K ﹤0.01%
128,225
-60,369
379
$975K ﹤0.01%
+58,655
380
$974K ﹤0.01%
6,230
+5,126
381
$973K ﹤0.01%
41,887
+37,570
382
$972K ﹤0.01%
+51,134
383
$960K ﹤0.01%
11,825
+10,310
384
$956K ﹤0.01%
11,221
-12,993
385
$955K ﹤0.01%
71,588
+52,063
386
$951K ﹤0.01%
+8,873
387
$950K ﹤0.01%
23,938
+16,450
388
$946K ﹤0.01%
4,553
+653
389
$933K ﹤0.01%
26,821
+7,414
390
$930K ﹤0.01%
78,906
-40,459
391
$929K ﹤0.01%
37,893
+15,819
392
$926K ﹤0.01%
6,176
-65
393
$925K ﹤0.01%
399,009
+101,777
394
$925K ﹤0.01%
90,938
+72,447
395
$924K ﹤0.01%
4,147
-148
396
$915K ﹤0.01%
14,559
+11,053
397
$912K ﹤0.01%
21,705
-16,498
398
$910K ﹤0.01%
381,097
-67,202
399
$902K ﹤0.01%
16,768
+8,112
400
$898K ﹤0.01%
+9,523