Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$1.07M ﹤0.01%
+31,958
377
$1.07M ﹤0.01%
+11,671
378
$1.07M ﹤0.01%
2,148
+1,219
379
$1.06M ﹤0.01%
22,602
+13,112
380
$1.06M ﹤0.01%
14,848
-13,894
381
$1.06M ﹤0.01%
+15,803
382
$1.06M ﹤0.01%
+7,791
383
$1.05M ﹤0.01%
64,415
+24,263
384
$1.04M ﹤0.01%
+64,103
385
$1.03M ﹤0.01%
144,659
+114,338
386
$1.03M ﹤0.01%
19,600
+779
387
$1.03M ﹤0.01%
5,737
+1,949
388
$1.02M ﹤0.01%
3,211
-12,841
389
$1.02M ﹤0.01%
26,822
+2,248
390
$1.02M ﹤0.01%
48,768
+16,021
391
$1.02M ﹤0.01%
+99,872
392
$1.02M ﹤0.01%
84,795
+52,407
393
$1.01M ﹤0.01%
13,432
-5,605
394
$1.01M ﹤0.01%
15,620
-12,733
395
$1M ﹤0.01%
15,205
+12,682
396
$1M ﹤0.01%
+48,253
397
$998K ﹤0.01%
+96,333
398
$995K ﹤0.01%
39,983
+28,271
399
$992K ﹤0.01%
54,005
-1,607
400
$984K ﹤0.01%
5,939
+4,520