Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$1.15M ﹤0.01%
64,053
+40,731
377
$1.14M ﹤0.01%
82,305
-32,438
378
$1.14M ﹤0.01%
79,540
+24,069
379
$1.14M ﹤0.01%
9,852
+5,271
380
$1.14M ﹤0.01%
+9,448
381
$1.13M ﹤0.01%
7,381
+3,502
382
$1.13M ﹤0.01%
89,151
+57,008
383
$1.13M ﹤0.01%
39,377
-179,786
384
$1.13M ﹤0.01%
108,026
+68,570
385
$1.12M ﹤0.01%
66,830
+57,430
386
$1.12M ﹤0.01%
25,124
-10,324
387
$1.12M ﹤0.01%
196,672
+154,868
388
$1.12M ﹤0.01%
+4,234
389
$1.11M ﹤0.01%
+41,854
390
$1.1M ﹤0.01%
2,774
-653
391
$1.1M ﹤0.01%
11,967
+8,673
392
$1.09M ﹤0.01%
20,949
+20,198
393
$1.09M ﹤0.01%
+100,057
394
$1.08M ﹤0.01%
+3,896
395
$1.08M ﹤0.01%
35,296
-10,009
396
$1.07M ﹤0.01%
25,017
+20,444
397
$1.07M ﹤0.01%
+41,789
398
$1.07M ﹤0.01%
3,545
+3,163
399
$1.06M ﹤0.01%
4,480
+1,066
400
$1.06M ﹤0.01%
22,360
+20,601