Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$733K ﹤0.01%
9,836
+8,672
377
$731K ﹤0.01%
7,686
-10,923
378
$719K ﹤0.01%
+70,613
379
$711K ﹤0.01%
16,133
+12,693
380
$709K ﹤0.01%
19,350
-16,042
381
$704K ﹤0.01%
+32,961
382
$703K ﹤0.01%
5,380
+2,630
383
$702K ﹤0.01%
+2,747
384
$700K ﹤0.01%
+773
385
$699K ﹤0.01%
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386
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+121,817
387
$684K ﹤0.01%
63,467
+61,975
388
$682K ﹤0.01%
43,227
-44,794
389
$679K ﹤0.01%
15,285
+2,513
390
$675K ﹤0.01%
19,895
+1,604
391
$673K ﹤0.01%
+27,876
392
$672K ﹤0.01%
2,511
-2,888
393
$672K ﹤0.01%
19,600
-26,628
394
$670K ﹤0.01%
125,977
+118,053
395
$670K ﹤0.01%
+219,910
396
$665K ﹤0.01%
19,840
-39,370
397
$655K ﹤0.01%
27,395
+25,162
398
$654K ﹤0.01%
91,834
+37,198
399
$652K ﹤0.01%
37,798
+30,645
400
$642K ﹤0.01%
+46,269