Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$545K ﹤0.01%
+47,565
377
$541K ﹤0.01%
16,779
+15,379
378
$536K ﹤0.01%
14,369
-17,922
379
$536K ﹤0.01%
9,757
+293
380
$535K ﹤0.01%
23,828
+9,916
381
$533K ﹤0.01%
14,006
-19,173
382
$531K ﹤0.01%
542
+362
383
$527K ﹤0.01%
33,156
+32,678
384
$525K ﹤0.01%
39,649
+33,644
385
$523K ﹤0.01%
+28,220
386
$522K ﹤0.01%
5,278
-44,571
387
$521K ﹤0.01%
4,735
+2,147
388
$520K ﹤0.01%
+14,436
389
$520K ﹤0.01%
8,858
+6,277
390
$519K ﹤0.01%
+10,396
391
$519K ﹤0.01%
37,401
+30,975
392
$517K ﹤0.01%
40,109
-135,154
393
$517K ﹤0.01%
4,105
-8,466
394
$516K ﹤0.01%
+12,700
395
$513K ﹤0.01%
+39,535
396
$511K ﹤0.01%
50,656
+18,364
397
$510K ﹤0.01%
12,708
-1,077
398
$504K ﹤0.01%
32,295
-46,176
399
$502K ﹤0.01%
94,667
+50,202
400
$499K ﹤0.01%
3,899
+1,023