Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$701K ﹤0.01%
+7,325
377
$694K ﹤0.01%
56,700
+41,959
378
$689K ﹤0.01%
+4,810
379
$685K ﹤0.01%
+6,055
380
$675K ﹤0.01%
4,475
+1,821
381
$672K ﹤0.01%
34,227
+33,445
382
$672K ﹤0.01%
+5,659
383
$671K ﹤0.01%
46,214
+46,014
384
$670K ﹤0.01%
3,488
-689
385
$667K ﹤0.01%
13,231
+8,658
386
$666K ﹤0.01%
+3,074
387
$666K ﹤0.01%
+8,075
388
$665K ﹤0.01%
9,548
-32,531
389
$663K ﹤0.01%
7,048
+883
390
$660K ﹤0.01%
+22,163
391
$660K ﹤0.01%
49,095
+41,902
392
$657K ﹤0.01%
24,039
+3,162
393
$653K ﹤0.01%
19,009
+18,909
394
$650K ﹤0.01%
+22,897
395
$650K ﹤0.01%
7,638
+1,620
396
$646K ﹤0.01%
33,799
+24,297
397
$642K ﹤0.01%
83,759
+62,817
398
$640K ﹤0.01%
+9,655
399
$639K ﹤0.01%
38,087
+36,564
400
$636K ﹤0.01%
+25,810