Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
376
$361K 0.02%
9,000
-19,201
377
$359K 0.02%
+12,610
378
$358K 0.02%
4,218
+1,193
379
$357K 0.02%
+17,350
380
$354K 0.02%
31,500
+22,640
381
$353K 0.02%
+25,254
382
$351K 0.02%
2,113
-4,698
383
$349K 0.02%
+1,569
384
$347K 0.02%
+10,811
385
$346K 0.02%
37,193
-21,729
386
$344K 0.02%
18,613
+2,966
387
$339K 0.02%
9,216
+5,220
388
$339K 0.02%
+19,670
389
$338K 0.02%
+3,561
390
$337K 0.02%
+4,514
391
$337K 0.02%
33,567
-1,113
392
$337K 0.02%
3,919
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393
$336K 0.02%
4,978
+3,456
394
$335K 0.02%
39,933
+35,668
395
$335K 0.02%
+9,225
396
$333K 0.02%
+28,908
397
$330K 0.02%
+11,284
398
$327K 0.02%
+13,491
399
$327K 0.02%
20,705
-51,066
400
$323K 0.02%
+12,203