Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
3851
-193
3852
$0 ﹤0.01%
+724
3853
$0 ﹤0.01%
32,954
+23,676
3854
0
3855
-4,572
3856
-16,405
3857
0
3858
-4,327
3859
$0 ﹤0.01%
12,354
-17,262
3860
0
3861
-1,269
3862
-53,845
3863
-705
3864
-11,197
3865
$0 ﹤0.01%
1,156
-17,141
3866
$0 ﹤0.01%
7,160
+2,697
3867
-12,610
3868
$0 ﹤0.01%
+44,183
3869
0
3870
0
3871
$0 ﹤0.01%
1,665
-27,335
3872
0
3873
-505
3874
0
3875
0