Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$1.38M ﹤0.01%
+64,030
352
$1.38M ﹤0.01%
97,358
+86,097
353
$1.38M ﹤0.01%
+41,405
354
$1.37M ﹤0.01%
+9,147
355
$1.36M ﹤0.01%
81,811
+52,332
356
$1.36M ﹤0.01%
35,861
+35,225
357
$1.36M ﹤0.01%
37,822
+33,715
358
$1.36M ﹤0.01%
10,816
+6,750
359
$1.33M ﹤0.01%
16,559
-14,171
360
$1.33M ﹤0.01%
118,714
+116,009
361
$1.33M ﹤0.01%
47,005
+25,591
362
$1.32M ﹤0.01%
+33,259
363
$1.32M ﹤0.01%
+3,540
364
$1.32M ﹤0.01%
32,409
+15,330
365
$1.31M ﹤0.01%
+67,124
366
$1.31M ﹤0.01%
17,248
+7,730
367
$1.31M ﹤0.01%
28,387
+17,652
368
$1.3M ﹤0.01%
25,678
+17,848
369
$1.29M ﹤0.01%
30,422
+21,887
370
$1.29M ﹤0.01%
+102,361
371
$1.29M ﹤0.01%
12,135
+5,711
372
$1.28M ﹤0.01%
6,303
+2,173
373
$1.27M ﹤0.01%
32,194
-38,449
374
$1.27M ﹤0.01%
+5,640
375
$1.26M ﹤0.01%
2,879
+231