Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$1.13M ﹤0.01%
+7,953
352
$1.13M ﹤0.01%
+113,702
353
$1.13M ﹤0.01%
6,374
+1,393
354
$1.12M ﹤0.01%
265,345
+158,132
355
$1.12M ﹤0.01%
39,237
+35,197
356
$1.12M ﹤0.01%
20,602
+10,495
357
$1.11M ﹤0.01%
10,800
-131,940
358
$1.11M ﹤0.01%
255,682
+143,744
359
$1.11M ﹤0.01%
53,465
+10,822
360
$1.1M ﹤0.01%
+23,568
361
$1.1M ﹤0.01%
137,655
-41,406
362
$1.1M ﹤0.01%
+185,495
363
$1.09M ﹤0.01%
8,260
+7,994
364
$1.09M ﹤0.01%
49,760
+38,832
365
$1.09M ﹤0.01%
40,406
+39,325
366
$1.09M ﹤0.01%
+24,362
367
$1.09M ﹤0.01%
60,151
+13,155
368
$1.09M ﹤0.01%
155,339
+143,806
369
$1.09M ﹤0.01%
9,999
+220
370
$1.09M ﹤0.01%
17,291
+17,251
371
$1.08M ﹤0.01%
2,590
-889
372
$1.08M ﹤0.01%
+15,621
373
$1.08M ﹤0.01%
7,961
+6,669
374
$1.08M ﹤0.01%
+103,391
375
$1.08M ﹤0.01%
12,035
+10,145