Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$730K ﹤0.01%
20,227
+12,422
352
$730K ﹤0.01%
166,036
-230,949
353
$726K ﹤0.01%
38,356
+30,727
354
$724K ﹤0.01%
49,818
+41,045
355
$715K ﹤0.01%
49,527
-13,940
356
$715K ﹤0.01%
34,450
+16,853
357
$709K ﹤0.01%
82,049
+40,131
358
$706K ﹤0.01%
2,035
-476
359
$704K ﹤0.01%
+18,179
360
$701K ﹤0.01%
62,646
+35,497
361
$697K ﹤0.01%
1,924
-8,228
362
$696K ﹤0.01%
+17,082
363
$696K ﹤0.01%
67,506
+45,921
364
$695K ﹤0.01%
+10,336
365
$694K ﹤0.01%
+2,241
366
$691K ﹤0.01%
+15,281
367
$691K ﹤0.01%
5,930
-4,303
368
$691K ﹤0.01%
46,663
+26,617
369
$690K ﹤0.01%
+19,176
370
$690K ﹤0.01%
4,767
-613
371
$685K ﹤0.01%
23,056
+18,404
372
$685K ﹤0.01%
66,935
+6,163
373
$684K ﹤0.01%
57,736
+26,681
374
$684K ﹤0.01%
46,471
+46,071
375
$683K ﹤0.01%
19,042
+14,270