Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$601K ﹤0.01%
22,905
-49,339
352
$600K ﹤0.01%
+30,357
353
$593K ﹤0.01%
+2,729
354
$591K ﹤0.01%
36
+16
355
$591K ﹤0.01%
10,329
-11,556
356
$591K ﹤0.01%
24,746
+22,519
357
$585K ﹤0.01%
+13,794
358
$585K ﹤0.01%
4,242
+3,676
359
$585K ﹤0.01%
11,834
-3,716
360
$584K ﹤0.01%
7,330
+6,232
361
$582K ﹤0.01%
13,554
-16,618
362
$581K ﹤0.01%
+53,207
363
$581K ﹤0.01%
21,235
-28,984
364
$579K ﹤0.01%
4,399
+3,384
365
$577K ﹤0.01%
+16,194
366
$568K ﹤0.01%
+3,124
367
$564K ﹤0.01%
2,707
+506
368
$563K ﹤0.01%
+16,964
369
$563K ﹤0.01%
27,280
-80,690
370
$563K ﹤0.01%
17,047
-1,447
371
$562K ﹤0.01%
11,887
+11,673
372
$557K ﹤0.01%
34,102
-27,988
373
$557K ﹤0.01%
32,382
+19,325
374
$549K ﹤0.01%
13,432
+2,806
375
$546K ﹤0.01%
34,785
-11,771