Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
351
$745K ﹤0.01%
12,709
+8,587
352
$738K ﹤0.01%
10,092
-8,496
353
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483
-355
354
$728K ﹤0.01%
35,073
+9,525
355
$728K ﹤0.01%
+81,256
356
$724K ﹤0.01%
+7,898
357
$724K ﹤0.01%
11,547
+1,530
358
$723K ﹤0.01%
13,325
+11,809
359
$721K ﹤0.01%
19,960
+11,609
360
$720K ﹤0.01%
9,008
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361
$717K ﹤0.01%
+3,677
362
$716K ﹤0.01%
38,041
-13,554
363
$713K ﹤0.01%
4,918
+3,319
364
$710K ﹤0.01%
32,722
+7,135
365
$707K ﹤0.01%
14,904
-12,189
366
$706K ﹤0.01%
10,166
-11,790
367
$700K ﹤0.01%
52,980
-54,584
368
$699K ﹤0.01%
69,692
+53,094
369
$697K ﹤0.01%
+34,452
370
$696K ﹤0.01%
+5,906
371
$694K ﹤0.01%
1,891
+992
372
$693K ﹤0.01%
+35,711
373
$690K ﹤0.01%
+5,570
374
$679K ﹤0.01%
+4,543
375
$677K ﹤0.01%
12,150
+6,939