Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ICLR icon
3626
Icon
ICLR
$12.2B
0
ICMB icon
3627
Investcorp Credit Management BDC
ICMB
$39.7M
0
ICOP icon
3628
iShares Copper and Metals Mining ETF
ICOP
$93.1M
-133
ICVT icon
3629
iShares Convertible Bond ETF
ICVT
$3.01B
0
ICUI icon
3630
ICU Medical
ICUI
$3.46B
0
IDCC icon
3631
InterDigital
IDCC
$9.53B
-2,859
IDNA icon
3632
iShares Genomics Immunology and Healthcare ETF
IDNA
$124M
-203
IDR icon
3633
Idaho Strategic Resources
IDR
$478M
0
IDYA icon
3634
IDEAYA Biosciences
IDYA
$2.65B
0
IEF icon
3635
iShares 7-10 Year Treasury Bond ETF
IEF
$38.6B
-65,726
IEFA icon
3636
iShares Core MSCI EAFE ETF
IEFA
$156B
-103
IEO icon
3637
iShares US Oil & Gas Exploration & Production ETF
IEO
$460M
-109
IEMG icon
3638
iShares Core MSCI Emerging Markets ETF
IEMG
$112B
-1,786
IEP icon
3639
Icahn Enterprises
IEP
$5.31B
0
IESC icon
3640
IES Holdings
IESC
$7.92B
0
IEV icon
3641
iShares Europe ETF
IEV
$2.21B
-84
IEX icon
3642
IDEX
IEX
$12.6B
-284
IEZ icon
3643
iShares US Oil Equipment & Services ETF
IEZ
$121M
$0 ﹤0.01%
+12
IFRX icon
3644
InflaRx
IFRX
$83.3M
0
IGC icon
3645
IGC Pharma
IGC
$33.8M
$0 ﹤0.01%
712
-200
IGLD icon
3646
FT Vest Gold Strategy Target Income ETF
IGLD
$315M
0
IGMS
3647
DELISTED
IGM Biosciences
IGMS
-561
IHAK icon
3648
iShares Cybersecurity and Tech ETF
IHAK
$923M
-100
IHF icon
3649
iShares US Healthcare Providers ETF
IHF
$793M
-923
IIIN icon
3650
Insteel Industries
IIIN
$608M
0