Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,635
New
Increased
Reduced
Closed

Top Buys

1 +$107M
2 +$65.8M
3 +$61.6M
4
AAPL icon
Apple
AAPL
+$51.2M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.9M

Top Sells

1 +$25.2M
2 +$24.1M
3 +$22.2M
4
SNOW icon
Snowflake
SNOW
+$17.4M
5
AMD icon
Advanced Micro Devices
AMD
+$17.2M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.16%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.12M ﹤0.01%
34,164
+30,306
327
$1.12M ﹤0.01%
107,584
+46,598
328
$1.1M ﹤0.01%
18,599
+13,201
329
$1.1M ﹤0.01%
+13,619
330
$1.1M ﹤0.01%
35,905
+2,753
331
$1.09M ﹤0.01%
35,468
+17,737
332
$1.08M ﹤0.01%
+23,482
333
$1.08M ﹤0.01%
48,282
-11,391
334
$1.06M ﹤0.01%
+2,328
335
$1.06M ﹤0.01%
45,160
-154
336
$1.06M ﹤0.01%
41,614
-12,435
337
$1.05M ﹤0.01%
+2,648
338
$1.05M ﹤0.01%
+4,594
339
$1.04M ﹤0.01%
+12,578
340
$1.03M ﹤0.01%
20,502
+5,978
341
$1.01M ﹤0.01%
+29,494
342
$997K ﹤0.01%
90,072
-139,858
343
$992K ﹤0.01%
115,261
+59,773
344
$990K ﹤0.01%
8,040
+6,030
345
$990K ﹤0.01%
51,384
+30,757
346
$989K ﹤0.01%
23,403
+21,403
347
$989K ﹤0.01%
+2,519
348
$981K ﹤0.01%
+12,047
349
$979K ﹤0.01%
30,210
-88,883
350
$977K ﹤0.01%
664
+50