Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.06M ﹤0.01%
70,670
-205,114
327
$1.04M ﹤0.01%
60,159
+25,153
328
$1.04M ﹤0.01%
+26,524
329
$1.04M ﹤0.01%
5,806
-18,277
330
$1.04M ﹤0.01%
252,212
+251,408
331
$1.03M ﹤0.01%
161,477
+55,902
332
$1.03M ﹤0.01%
71,541
+18,809
333
$1.02M ﹤0.01%
+7,747
334
$1.02M ﹤0.01%
125,627
+125,534
335
$1.01M ﹤0.01%
25,301
+17,849
336
$1.01M ﹤0.01%
96,296
-1,200
337
$1.01M ﹤0.01%
9,976
+3,875
338
$1M ﹤0.01%
+5,377
339
$1M ﹤0.01%
24,785
-26,064
340
$996K ﹤0.01%
+45,953
341
$991K ﹤0.01%
122,717
+116,701
342
$986K ﹤0.01%
12,158
-12,843
343
$983K ﹤0.01%
+11,024
344
$982K ﹤0.01%
65,009
+36,728
345
$968K ﹤0.01%
30,346
-55,142
346
$967K ﹤0.01%
45,766
+19,919
347
$966K ﹤0.01%
285,151
-18,230
348
$965K ﹤0.01%
53,913
+37,497
349
$964K ﹤0.01%
5,900
350
$961K ﹤0.01%
+12,650